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VP Global Markets Auditor

Governance

New York City, United States
2 Feb 2026

Job Description

We are supporting a search for a Vice President within an Internal Audit function at a globally recognized financial institution. This individual will play a key role in leading and executing risk-based audit engagements across capital markets and financing-related business areas, partnering with senior stakeholders, and contributing to the evolution of audit practices within a large, complex environment.

 

Key Responsibilities

  • Lead and oversee full-lifecycle audit engagements, ensuring alignment with regulatory expectations and internal risk standards.
  • Assess the effectiveness of governance, risk management, and control frameworks across front-to-back business processes.
  • Deliver insightful, data-driven findings and recommendations to senior stakeholders.
  • Participate in and influence annual risk assessments and audit planning activities.
  • Monitor evolving market trends, regulatory developments, and emerging risks to inform coverage.
  • Support, mentor, and review the work of junior audit professionals.

 

Qualifications

  • At least 8 years if experience within capital markets, investment banking, or trading-related environments (audit or non-audit control functions).
  • Strong analytical, communication, and stakeholder management skills.
  • Prior internal audit experience or relevant experience from risk, finance, product, or control-oriented roles within financial services.
  • Ability to manage multiple deliverables in a fast-paced, stakeholder-driven environment.

 

Preferred Skills

  • Knowledge of regulatory expectations relevant to markets and wholesale financial activities.
  • Exposure to data analytics tools or automated testing approaches.
  • Professional certifications (CPA, CFA, CIA, CISA, FRM, or similar)

Skills

Capital Markets Audit
Job Reference

166257

Date Posted

2 Feb 2026

Industry

Audit

Category

Audit & Regulatory Quality

Role

Internal Auditor

Level

Senior-Level​​

Employment

Permanent

Working Location

Hybrid

Salary/Rate

Adara Kelly

Consultant

+1 929 590 5497

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