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VP Global Markets Auditor
Governance
New York City, United States
2 Feb 2026
Job Description
We are supporting a search for a Vice President within an Internal Audit function at a globally recognized financial institution. This individual will play a key role in leading and executing risk-based audit engagements across capital markets and financing-related business areas, partnering with senior stakeholders, and contributing to the evolution of audit practices within a large, complex environment.
Key Responsibilities
- Lead and oversee full-lifecycle audit engagements, ensuring alignment with regulatory expectations and internal risk standards.
- Assess the effectiveness of governance, risk management, and control frameworks across front-to-back business processes.
- Deliver insightful, data-driven findings and recommendations to senior stakeholders.
- Participate in and influence annual risk assessments and audit planning activities.
- Monitor evolving market trends, regulatory developments, and emerging risks to inform coverage.
- Support, mentor, and review the work of junior audit professionals.
Qualifications
- At least 8 years if experience within capital markets, investment banking, or trading-related environments (audit or non-audit control functions).
- Strong analytical, communication, and stakeholder management skills.
- Prior internal audit experience or relevant experience from risk, finance, product, or control-oriented roles within financial services.
- Ability to manage multiple deliverables in a fast-paced, stakeholder-driven environment.
Preferred Skills
- Knowledge of regulatory expectations relevant to markets and wholesale financial activities.
- Exposure to data analytics tools or automated testing approaches.
- Professional certifications (CPA, CFA, CIA, CISA, FRM, or similar)
Skills
Capital Markets Audit
Job Reference
166257
Date Posted
2 Feb 2026
Industry
Audit
Category
Audit & Regulatory Quality
Role
Internal Auditor
Level
Senior-Level
Employment
Permanent
Working Location
Hybrid
Salary/Rate
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