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AVP Banking & Research Audit
Governance
New York, United States
15 Sept 2025
Job Description
We are partnered with a leading global financial services firm is seeking an Internal Audit AVP to join their growing team in New York. This role offers the opportunity to work across complex areas of investment banking, supporting audits related to financial products, loan portfolios, securitized products, and regulatory matters.
The position is ideal for an experienced auditor or finance professional with exposure to investment banking products who is looking to take on a visible role with significant responsibility and stakeholder interaction.
Key Responsibilities
- Support the planning and delivery of audits across investment banking and research-related areas.
- Evaluate the effectiveness of internal controls and risk management practices.
- Draft clear and concise audit reports, presenting findings to stakeholders and senior management.
- Monitor regulatory developments and industry trends to provide insights and best practice recommendations.
- Collaborate across business units to ensure audits are aligned with organizational priorities.
- Participate in initiatives to strengthen processes, governance, and controls.
Qualifications & Skills
Required:
- Experience in internal audit, finance, or investment banking.
- Strong writing and communication skills with the ability to present audit findings.
- Familiarity with financial products, including loans, structured or securitized products.
- Proven ability to work in cross-functional teams and engage stakeholders.
Preferred:
- Exposure to data analytics, coding, or machine learning.
- Professional certifications (CPA, CFA, CIA, CISA).
- Knowledge of investment banking operations and regulatory frameworks.
- Prior experience in a large or complex financial institution.
Skills
CIA (Certified Internal Auditor)
Internal Audit & Risk-Based Auditing
Capital Markets Audit
Job Reference
165976
Date Posted
15 Sept 2025
Industry
Audit
Category
Audit & Regulatory Quality
Role
Internal Auditor
Level
Mid-Level
Employment
Permanent
Working Location
Hybrid
Salary/Rate
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