We are partnered with a global financial institution is looking to add an Assistant Vice President to its Internal Audit team supporting Markets businesses. This role offers strong exposure to trading environments, risk management frameworks, and senior stakeholder interaction, and is ideal for someone looking to grow within a dynamic and complex audit function.

Responsibilities

• Support the execution of internal audits across Markets-related activities, including planning, fieldwork, testing, and reporting
• Participate in risk assessments to help shape audit coverage and priorities
• Assess the design and effectiveness of internal controls across operational, financial, and regulatory processes
• Identify control gaps, document findings, and develop practical, value-added recommendations
• Partner with business stakeholders to track remediation efforts and validate issue closure
• Contribute to continuous monitoring activities and stay informed on regulatory and industry developments impacting the business
• Support audits spanning front-to-back processes, including operational workflows, financial controls, and risk management practices

Qualifications

• Experience working across the audit lifecycle (planning, fieldwork, and reporting), ideally within financial services or a similarly regulated environment
• Internal audit experience within a mid-to-large organization, or transferable experience in risk, controls, or compliance within financial services
• Understanding of regulatory expectations and control frameworks
• Strong audit documentation and analytical skills
• Excellent written and verbal communication skills, with the ability to work collaboratively across teams

Preferred Background

• Exposure to capital markets, trading products, or investment banking environments
• Professional certifications such as CPA, CFA, or CISA (or in progress)
• Experience working with complex data, processes, or evolving business models

Please apply directly, or email your CV to a.kelly@hwthree.com